Ratio decidendi
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Ratio decidendi
Guiding Principles of Judicial Decisions. Vol. 1: Case Law
Editors: Bryson, W. Hamilton | Dauchy, Serge
Comparative Studies in Continental and Anglo-American Legal History, Vol. 25/1
(2006)
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Abstract
Although the problem of ratio decidendi concerns the essence of law and justice, very little comparative work between the Continental and Anglo-American legal systems has been done on the topic. Legal literature often repeats that it is one of the sharpest points of contrast between the two legal cultures. Within the English speaking legal system, multiple opinions, both concurring and dissenting, prevail where dissent among Continental judges only occurs behind closed doors: the published decision indeed is always presented as the single and incontestable opinion of the whole court. Historical reasons are generally put forward to explain that contrast. Where in the Anglo-American Common Law system judges are asked - and always have been asked - to present the materials and reasons upon which they based their judicial opinions, in Ancien Régime continental Europe it was not considered necessary to formulate the reasons of a decision and in most courts of the European Continent it was even formally forbidden to the judges, until the end of the eighteenth century, to write down or even communicate orally "the secrets of their discussions and deliberations".To comparatists, this reveals two different cultures among judges and lawyers. In Continental Europe there is much emphasis on the idea of judging as a science which can be learned and reproduced with an impersonal rigour. The Anglo-American judge is not considered to be such a trained scientist, he is merely a practised craftsman. Can the history of ratio decidendi - but also the history of law and justice from the Middle Ages to the nineteenth century - therefore be reduced to a total contradiction between two legal cultures?Although the problem of ratio decidendi concerns the essence of law and justice, very little comparative work between the Continental and Anglo-American legal systems has been done on the topic. Legal literature often repeats that it is one of the sharpest points of contrast between the two legal cultures. Within the English speaking legal system, multiple opinions, both concurring and dissenting, prevail where dissent among Continental judges only occurs behind closed doors: the published decision indeed is always presented as the single and incontestable opinion of the whole court. Historical reasons are generally put forward to explain that contrast. Where in the Anglo-American Common Law system judges are asked - and always have been asked - to present the materials and reasons upon which they based their judicial opinions, in Ancien Régime continental Europe it was not considered necessary to formulate the reasons of a decision and in most courts of the European Continent it was even formally forbidden to the judges, until the end of the eighteenth century, to write down or even communicate orally "the secrets of their discussions and deliberations".To comparatists, this reveals two different cultures among judges and lawyers. In Continental Europe there is much emphasis on the idea of judging as a science which can be learned and reproduced with an impersonal rigour. The Anglo-American judge is not considered to be such a trained scientist, he is merely a practised craftsman. Can the history of ratio decidendi - but also the history of law and justice from the Middle Ages to the nineteenth century - therefore be reduced to a total contradiction between two legal cultures?
Table of Contents
Section Title | Page | Action | Price |
---|---|---|---|
Contents | 7 | ||
Laurens Winkel: Ratio Decidendi - Legal Reasoning in Roman Law | 9 | ||
I. Introduction | 9 | ||
II. Hierarchy of Legal Sources | 11 | ||
III. Short History of Earlier Research | 13 | ||
IV. Rationes Decidendi in Pre-Classical Roman Law | 16 | ||
V. Ratio Decidendi in Classical Roman Law | 18 | ||
VI. Some Remarks on Medieval Roman Law and Ratio Decidendi | 22 | ||
VII. Conclusions | 23 | ||
Jean Hilaire: Ratio decidendi au Parlement de Paris d’après les registres d’Olim (1254-1318) | 25 | ||
I. L’influence du cadre institutionnel sur le processus de décision | 27 | ||
1. La curia regis sous le règne de saint Louis | 27 | ||
2. La transition vers la cour de Parlement | 32 | ||
II. La nature des motifs de la décision | 38 | ||
1. La grâce et l’équité | 38 | ||
2. Le jugement en droit | 44 | ||
Summary | 53 | ||
Paul Brand: Reasoned Judgments in the English Medieval Common Law 1270 to 1307 | 55 | ||
I. | 55 | ||
II. | 58 | ||
III. | 61 | ||
IV. | 70 | ||
V. | 70 | ||
Richard H. Helmholz: The Ratio Decidendi in England: Evidence from the Civilian Tradition | 73 | ||
I. Introduction | 73 | ||
II. Medieval Practice | 77 | ||
III. Later Medieval Developments | 79 | ||
IV. English Developments | 80 | ||
V. Conclusion | 85 | ||
Véronique Demars-Sion et Serge Dauchy: La non motivation des décisions judiciaires dans l’ancien droit français: un usage controversé | 87 | ||
I. La lente affirmation de l’usage | 89 | ||
1. Le silence des textes | 89 | ||
2. Les hésitations de la doctrine | 94 | ||
II. Les nécessaires dérogations à l’usage | 98 | ||
1. Les exceptions à l’usage | 99 | ||
2. Le contournement de l’usage: l’oeuvre des arrêtistes | 104 | ||
Summary | 115 | ||
John Finlay: Ratio Decidendi in Scotland 1650 to 1800 | 117 | ||
The Theoretical Importance of Rationes | 119 | ||
The Preservation and Presentation of Rationes | 121 | ||
The Importance of Rationes in Legal Practice | 125 | ||
Precedent and Natural Law | 134 | ||
James Oldham: Lord Mansfield, Stare Decisis, and the Ratio Decidendi 1756 to 1788 | 137 | ||
Stare Decisis | 138 | ||
Legislation | 144 | ||
Secondary Authorities | 149 | ||
Conclusion | 150 | ||
J. Thomas Wren: The Common Law of England in Virginia 1776 to 1830 | 151 | ||
Charles F. Hobson: Precedent, Statute, and Law in John Marshall’s Jurisprudence 1801 to 1835 | 169 | ||
I. Precedent | 173 | ||
II. Statutory Construction | 181 | ||
Jean-Louis Halpérin: The Court of Cassation in Nineteenth-Century France and the Binding Effect of Rationes Decidendi | 191 | ||
Georges Martyn: The Judge and the Formal Sources of Law in the Low Countries (19th-20th Centuries): From ‘Slave’ to ‘Master’? | 201 | ||
I. The Legal Culture of the Low Countries in the Nineteenth Century: a French Heritage | 201 | ||
II. Scientific Research on Ratio Decidendi in the Low Countries: State of the Art | 205 | ||
III. The Judge’s (Formal) Style | 209 | ||
IV. The Use of the Formal Sources of Law | 210 | ||
1. The Netherlands | 211 | ||
2. Belgium | 211 | ||
a) The Formal Sources of the Law in the Nineteenth Century | 211 | ||
b) The Formal Sources of the Law Today | 213 | ||
V. Evaluation by Way of Conclusion | 221 | ||
Matthew C. Mirow: Case Law in Mexico 1861 to 1919: The Work of Ignacio Luis Vallarta | 223 | ||
I. Jurisprudencia Today | 223 | ||
II. Sources of Nineteenth-century Jurisprudencia | 226 | ||
III. Jurisprudencia Criticized | 231 | ||
IV. Vallarta and Jurisprudencia | 232 | ||
Bernard Durand: Motivations des décisions de justice et contrôle des motifs: la pratique judiciaire coloniale sous la troisième République | 247 | ||
I. La nature des motivations en matière coloniale | 250 | ||
1. Le souci de justifier par la seule référence à la loi: des juges parfois laconiques | 251 | ||
2. Le désir de convaincre: des motivations surabondantes | 253 | ||
a) Les revendications du domaine et le droit de propriété : interpréter les traités | 253 | ||
b) Entre créanciers et débiteurs: protéger les indigènes | 256 | ||
II. Le contrôle des motivations en matière coloniale | 257 | ||
1. L’originalité de la cassation en matière coloniale | 257 | ||
a) Unité de contrôle par la Cour de cassation | 257 | ||
b) Compétence variable de la Cour de cassation | 258 | ||
2. Les motifs retenus par la Cour de cassation | 259 | ||
a) Sanctionner les erreurs grossières | 261 | ||
b) Invitation à affiner les motifs | 263 | ||
c) Adhésion aux motifs satisfaisants | 265 | ||
Conclusion | 268 | ||
Summary | 269 | ||
Knut Wolfgang Nörr: Zur Bindungswirkung von Entscheidungsgründen: das Beispiel des deutschen Bundesverfassungsgerichts | 271 | ||
I. Einführung | 271 | ||
II. Drei Kompetenzen des Bundesverfassungsgerichts | 272 | ||
III. Drei Gattungen seiner Entscheidung | 272 | ||
IV. Drei Entscheidungswirkungen | 274 | ||
V. Zur Bindungswirkung gegenüber dem Gesetzgeber | 275 | ||
VI. Die Erstreckung der Bindungswirkung auf die tragenden Entscheidungsgründe I: zur Rechtsprechung des Bundesverfassungsgerichts | 276 | ||
VII. Dito II: zur Kritik des Schrifttums | 278 | ||
VIII. Schluss | 279 | ||
Aus dem Schrifttum | 280 | ||
Further Reading | 280 | ||
W. Hamilton Bryson: Summary Conclusion | 283 | ||
Legislative Sources of the Law | 285 | ||
Judicial Sources of the Law | 286 | ||
Legal Scholarship | 288 | ||
Legal Argument | 289 | ||
Natural Law | 289 | ||
Contributors | 293 |